What’s Another Trading System?

ATS caters to retail, institutional, high-frequency merchants, and broker-dealers. For example, institutional buyers might use ATS to discover counterparts for deals somewhat than trading substantial share blocks on national inventory exchanges. The panorama of...

Are Agents Properly Disclosing The Broker Transaction Fee?

Our estimates are based on past market performance, and past performance is not a guarantee of future performance. 9 For a certificate that is rejected by the assigned transfer agent because it was previously paid, replaced, reissued, exchanged, has a “Stop...